In House Counsel Jobs | JDHuntr 37764 Chief Compliance Officer (remote), Portland, OR Job at In House Jobs | JDHuntr, Portland, OR

c3UrenNjQnFzRXhXMVhyNWpqU3BDdTA9
  • In House Jobs | JDHuntr
  • Portland, OR

Job Description

In House Counsel Jobs | JDHuntr 37764 Chief Compliance Officer (remote), Portland, OR\
To apply go to JDHuntr.com \
Lead the companys broker-dealer Compliance team and program. Develop and implement policies and procedures designed to meet applicable securities regulatory requirements. Establish, review, test and modify policies and procedures designed to achieve compliance with applicable securities laws and regulations and FINRA rules evidenced in annual FINRA Rule 3130 certification\
\
in house jobs, in-house jobs California, In house counsel jobs New York,, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, general counsel jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA
Employment Type: Full-Time

Job Tags

Full time, Remote job,

Similar Jobs

MADISON INSURANCE GROUP, INC.

Licensed Independent Insurance Agent Job at MADISON INSURANCE GROUP, INC.

 ...Overview Join our dynamic team as a Licensed Independent Insurance Agent and become a vital part of our mission to provide tailored insurance solutions...  ...~401(k) ~401(k) matching ~ Dental insurance ~ Health insurance ~ Paid time off ~ Vision insurance Work... 

Intsel Steel West

Branch Manager Job at Intsel Steel West

 ...The key role of the Branch Manager is to ensure new business development and sales while leveraging the strengths of the overall company...  ...Manager to identify and capture new accounts in both the geographic area and the area of the branch expertise. The Outside Sales... 

Element Care

Interpreter - Khmer speaking Job at Element Care

 ...Great Life work Balance position with excellent benefits! The Interpreter provides language interpretation services between limited English proficient speaking patients/families and the sites care providers. This is a full or part time position. Hours of operation are... 

Boulo Solutions

Loan Operations, Processor Job at Boulo Solutions

 ...requests, or modification of existing loans. Post-closing disbursement for purchase money transactions. Daily routine includes Supporting documentation for all incoming loans, letters of credit, and subordination order and review; review of attorney-prepared... 

Montce Swim

Stock Associate Job at Montce Swim

 ...moving fashion brand, and be part of a culture thats passionate, stylish, and always evolving. Responsibilities Include: Online order fulfillment Continuous inventory organization and maintenance Regular inventory cycle counts Quarterly company...