Security Consultant Job at Net2Source Inc., Plano, TX

dE8rMHZjOWhzRXRjMVhYempUV21DZXp0NHc9PQ==
  • Net2Source Inc.
  • Plano, TX

Job Description

YOUR IMPACT

  • If you are looking to apply your due diligence skills while also learning about the changing regulatory landscape, our team invites you to apply for a position on the team. We are seeking a professional who can work with our internal stakeholders and clients to execute the Third-Party Distributor Due Diligence Program. This position requires, a thorough understanding of our Global Framework for Due Diligence, client service/on-boarding environment, and knowledge of the industry, our client base, and our systems.

HOW YOU WILL FULFILL YOUR POTENTIAL

  • Ensure due diligence is performed on new and existing Third-Party Distributors as well as other Intermediaries.
  • Develop expertise in the Firm's Global Framework.
  • Quarterback the due diligence review with TPD’s from start to the signing of an agreement.
  • Coordinate with internal stakeholders during reviews to obtain necessary approvals.
  • Propose and work on special projects as necessary (e.g., automation related projects, new business lines).
  • Partner with the Sales organization to ensure a seamless distributor onboarding from front to back and liaise with multiple parties to bring about execution of an agreement.
  • Other ad hoc responsibilities include but not limited to, red flag reviews, dealer terminations, and report monitoring.

PREFERRED QUALIFICATIONS

  • Bachelor’s Degree
  • Knowledge of financial markets and products
  • Excellent written and verbal communication skills, and strong client service orientation
  • Proficiency using the Microsoft Office Suite in particular Excel, PowerPoint and Microsoft Word
  • Experience in Client Onboarding/ Customer Identification Program (CIP)/Know Your Customer (KYC) processes a plus
  • Understand structure of trading counterparts
  • Self-motivated and proactive team player who takes ownership and accountability of projects, and has strong organizational skills to effectively manage competing priorities
  • Flexible and able to work well under pressure in a team environment
  • Proven analytical and problem-solving skills with meticulous attention to detail to enable the ability to communicate complex items to a wide array of internal counterparties

Job Tags

Flexible hours,

Similar Jobs

Grace Federal Solutions LLC

Van Services Driver Job at Grace Federal Solutions LLC

 ...Van Services Driver Evening Shifts Location: North Carolina Employer: Grace Federal Solutions Type: Full-Time | Schedule: Evening shifts with flexibility for weekends and holidays At Grace Federal Solutions , our people are our greatest success. Rooted... 

The Middlesex Corporation

MOT Supervisor - Paving Job at The Middlesex Corporation

 ...success. Demonstrates integrity, professionalism, and accountability in all aspects of the job. We offer our full-time and eligible part time team members a comprehensive benefits package thats among the best in our industry. Benefits include medical, dental... 

Amtec Staffing

Facility Security Officer Job at Amtec Staffing

Title: Facility Security Officer Reports to: Director of Security Works with: Mid-level Managers and Supervisors, Employees Location: Coachella, California, 92236 (relocation assistance is available) Type: Full-Time Schedule: 4/10 work week (M-Th 7 am...

Coastal Waste & Recycling, Inc

Accounts Payable Associate Job at Coastal Waste & Recycling, Inc

 ...system. Assist in processing vendor payments (checks, ACH, wires) in a timely manner. Match invoices to purchase orders and expense reports to ensure accuracy. Help monitor and track outstanding invoices, credits, and payment status. Support expense... 

SESCO Cement Corp.

Industrial Engineer Job at SESCO Cement Corp.

 ...Job Description: Industrial Engineer The purpose of this position is to develop and sustain efficient operational methods for engineering, manufacturing, and supply chain that improve profitability. This position is responsible for calculating and maintaining production...