Security Consultant Job at Net2Source Inc., Plano, TX

dE8rMHZjOWhzRXRjMVhYempUV21DZXp0NHc9PQ==
  • Net2Source Inc.
  • Plano, TX

Job Description

YOUR IMPACT

  • If you are looking to apply your due diligence skills while also learning about the changing regulatory landscape, our team invites you to apply for a position on the team. We are seeking a professional who can work with our internal stakeholders and clients to execute the Third-Party Distributor Due Diligence Program. This position requires, a thorough understanding of our Global Framework for Due Diligence, client service/on-boarding environment, and knowledge of the industry, our client base, and our systems.

HOW YOU WILL FULFILL YOUR POTENTIAL

  • Ensure due diligence is performed on new and existing Third-Party Distributors as well as other Intermediaries.
  • Develop expertise in the Firm's Global Framework.
  • Quarterback the due diligence review with TPD’s from start to the signing of an agreement.
  • Coordinate with internal stakeholders during reviews to obtain necessary approvals.
  • Propose and work on special projects as necessary (e.g., automation related projects, new business lines).
  • Partner with the Sales organization to ensure a seamless distributor onboarding from front to back and liaise with multiple parties to bring about execution of an agreement.
  • Other ad hoc responsibilities include but not limited to, red flag reviews, dealer terminations, and report monitoring.

PREFERRED QUALIFICATIONS

  • Bachelor’s Degree
  • Knowledge of financial markets and products
  • Excellent written and verbal communication skills, and strong client service orientation
  • Proficiency using the Microsoft Office Suite in particular Excel, PowerPoint and Microsoft Word
  • Experience in Client Onboarding/ Customer Identification Program (CIP)/Know Your Customer (KYC) processes a plus
  • Understand structure of trading counterparts
  • Self-motivated and proactive team player who takes ownership and accountability of projects, and has strong organizational skills to effectively manage competing priorities
  • Flexible and able to work well under pressure in a team environment
  • Proven analytical and problem-solving skills with meticulous attention to detail to enable the ability to communicate complex items to a wide array of internal counterparties

Job Tags

Flexible hours,

Similar Jobs

HealthOp Solutions

OB/GYN Physician - Prescott, AZ Job at HealthOp Solutions

 ...Position Title: OB/GYN Physician Integrated Womens Health Practice Location: Prescott, Arizona Employment Type: Full-Time...  ...based on percent-of-collections Sign-On / Relocation Assistance: Flexible and tailored to candidate needs Comprehensive... 

Basilica of the National Shrine of the Immaculate Conception

Security Guard Job at Basilica of the National Shrine of the Immaculate Conception

The Basilica of the National Shrine of the Immaculate Conception is accepting applications for part-time security personnel to ensure a safe and welcoming environment for its visitors and pilgrims. The position is responsible for monitoring assigned areas with vigilance... 

Stoneridge at Centerra

Housekeeper/Laundry Aide Job at Stoneridge at Centerra

 ...Employee Assistance Program Our community is looking for a Housekeeper to join our team. Housekeeper Responsibilities:...  ...Responsible for collecting, cleaning and redistributing the community laundry. Responsible for maintaining the commercial laundry in a... 

Total Quality Logistics

Entry Level Recruiter-$2500 Sign-on Bonus Job at Total Quality Logistics

 ...relationships with your hiring managers, peers and recruiting leadership What you need: Recruiting experience preferred, but no experience required - we provide paid training and an elite mentoring program Thrive in a metrics-driven environment Experience sourcing... 

TERRACON

Environmental Engineer/Geologist Job at TERRACON

 ...Evaluate and interpret subsurface field and sampling data including soil and groundwater to develop conclusions concerning the environmental and geologic site conditions. Generate subsurface maps and cross-sections and collaborate with engineering and environmental scientist...