Security Consultant Job at Net2Source Inc., Plano, TX

dE8rMHZjOWhzRXRjMVhYempUV21DZXp0NHc9PQ==
  • Net2Source Inc.
  • Plano, TX

Job Description

YOUR IMPACT

  • If you are looking to apply your due diligence skills while also learning about the changing regulatory landscape, our team invites you to apply for a position on the team. We are seeking a professional who can work with our internal stakeholders and clients to execute the Third-Party Distributor Due Diligence Program. This position requires, a thorough understanding of our Global Framework for Due Diligence, client service/on-boarding environment, and knowledge of the industry, our client base, and our systems.

HOW YOU WILL FULFILL YOUR POTENTIAL

  • Ensure due diligence is performed on new and existing Third-Party Distributors as well as other Intermediaries.
  • Develop expertise in the Firm's Global Framework.
  • Quarterback the due diligence review with TPD’s from start to the signing of an agreement.
  • Coordinate with internal stakeholders during reviews to obtain necessary approvals.
  • Propose and work on special projects as necessary (e.g., automation related projects, new business lines).
  • Partner with the Sales organization to ensure a seamless distributor onboarding from front to back and liaise with multiple parties to bring about execution of an agreement.
  • Other ad hoc responsibilities include but not limited to, red flag reviews, dealer terminations, and report monitoring.

PREFERRED QUALIFICATIONS

  • Bachelor’s Degree
  • Knowledge of financial markets and products
  • Excellent written and verbal communication skills, and strong client service orientation
  • Proficiency using the Microsoft Office Suite in particular Excel, PowerPoint and Microsoft Word
  • Experience in Client Onboarding/ Customer Identification Program (CIP)/Know Your Customer (KYC) processes a plus
  • Understand structure of trading counterparts
  • Self-motivated and proactive team player who takes ownership and accountability of projects, and has strong organizational skills to effectively manage competing priorities
  • Flexible and able to work well under pressure in a team environment
  • Proven analytical and problem-solving skills with meticulous attention to detail to enable the ability to communicate complex items to a wide array of internal counterparties

Job Tags

Flexible hours,

Similar Jobs

Mod + Jo

Social Media & Marketing Manager Job at Mod + Jo

 ...identify new opportunities. Engage authentically with followers, respond to comments and messages promptly, and build a strong online community. Schedule and manage comprehensive social media content calendars with precision and consistency. Integrated Marketing... 

Masis Professional Group

Brazing Operator Job at Masis Professional Group

 ...Are you a skilled Brazing Operator looking to join a dynamic team? Our client is seeking a dedicated professional to enhance their operations with precision and expertise. If you have a keen eye for detail and a passion for quality, this opportunity is for you! Responsibilities... 

Thrill Sports

Junior Graphic Designer Job at Thrill Sports

 ...properties Power Slap,Nitro Circus, andStreet League Skateboarding. Werelooking for a sharp, creative, and reliable entry-level graphic designer who can takedirection, follow brand guidelines, and execute clean visual work across digital and print. This is... 

BM Roofing Contractors

Salesperson - Business Development Job at BM Roofing Contractors

Position Overview: The salesperson will be responsible for business development, analyzing the goals/needs of the client and developing a solution package that utilizes those strategic advantages provided by BM Roofing. There will be collaboration with the estimating ...

Basilica of the National Shrine of the Immaculate Conception

Security Guard Job at Basilica of the National Shrine of the Immaculate Conception

The Basilica of the National Shrine of the Immaculate Conception is accepting applications for part-time security personnel to ensure a safe and welcoming environment for its visitors and pilgrims. The position is responsible for monitoring assigned areas with vigilance...